The looks of ChatGPT in 2022 fully modified how the world began perceiving synthetic intelligence. The unimaginable efficiency of ChatGPT led to the fast improvement of different highly effective LLMs.
We may roughly say that ChatGPT is an upgraded model of GPT-3. However compared to the earlier GPT variations, this time OpenAI builders not solely used extra knowledge or simply advanced mannequin architectures. As an alternative, they designed an unimaginable method that allowed a breakthrough.
On this article, we’ll speak about RLHF — a elementary algorithm carried out on the core of ChatGPT that surpasses the boundaries of human annotations for LLMs. Although the algorithm is predicated on proximal coverage optimization (PPO), we’ll preserve the reason easy, with out going into the small print of reinforcement studying, which isn’t the main focus of this text.
NLP improvement earlier than ChatGPT
To raised dive into the context, allow us to remind ourselves how LLMs had been developed previously, earlier than ChatGPT. Generally, LLM improvement consisted of two levels:
Pre-training contains language modeling — a process through which a mannequin tries to foretell a hidden token within the context. The likelihood distribution produced by the mannequin for the hidden token is then in comparison with the bottom fact distribution for loss calculation and additional backpropagation. On this method, the mannequin learns the semantic construction of the language and the that means behind phrases.
If you wish to study extra about pre-training & fine-tuning framework, try my article about BERT.
After that, the mannequin is fine-tuned on a downstream process, which could embody totally different goals: textual content summarization, textual content translation, textual content era, query answering, and many others. In lots of conditions, fine-tuning requires a human-labeled dataset, which ought to ideally include sufficient textual content samples to permit the mannequin to generalize its studying effectively and keep away from overfitting.
That is the place the boundaries of fine-tuning seem. Information annotation is normally a time-consuming process carried out by people. Allow us to take a question-answering process, for instance. To assemble coaching samples, we would wish a manually labeled dataset of questions and solutions. For each query, we would wish a exact reply supplied by a human. As an example:

In actuality, for coaching an LLM, we would wish thousands and thousands and even billions of such (query, reply) pairs. This annotation course of could be very time-consuming and doesn’t scale effectively.
RLHF
Having understood the principle downside, now it’s excellent second to dive into the small print of RLHF.
In case you have already used ChatGPT, you’ve gotten in all probability encountered a scenario through which ChatGPT asks you to decide on the reply that higher fits your preliminary immediate:

This data is definitely used to constantly enhance ChatGPT. Allow us to perceive how.
To start with, it is very important discover that selecting the very best reply amongst two choices is a a lot easier process for a human than offering a precise reply to an open query. The concept we’re going to take a look at is predicated precisely on that: we wish the human to simply select a solution from two doable choices to create the annotated dataset.

Response era
In LLMs, there are a number of doable methods to generate a response from the distribution of predicted token chances:
- Having an output distribution p over tokens, the mannequin at all times deterministically chooses the token with the very best likelihood.

- Having an output distribution p over tokens, the mannequin randomly samples a token in response to its assigned likelihood.

This second sampling technique leads to extra randomized mannequin habits, which permits the era of numerous textual content sequences. For now, allow us to suppose that we generate many pairs of such sequences. The ensuing dataset of pairs is labeled by people: for each pair, a human is requested which of the 2 output sequences matches the enter sequence higher. The annotated dataset is used within the subsequent step.
Within the context of RLHF, the annotated dataset created on this method known as “Human Suggestions”.
Reward Mannequin
After the annotated dataset is created, we use it to coach a so-called “reward” mannequin, whose purpose is to study to numerically estimate how good or unhealthy a given reply is for an preliminary immediate. Ideally, we wish the reward mannequin to generate optimistic values for good responses and damaging values for unhealthy responses.
Talking of the reward mannequin, its structure is strictly the identical because the preliminary LLM, aside from the final layer, the place as an alternative of outputting a textual content sequence, the mannequin outputs a float worth — an estimate for the reply.
It’s essential to move each the preliminary immediate and the generated response as enter to the reward mannequin.
Loss operate
You would possibly logically ask how the reward mannequin will study this regression process if there aren’t numerical labels within the annotated dataset. It is a cheap query. To handle it, we’re going to use an attention-grabbing trick:Â we’ll move each a very good and a nasty reply via the reward mannequin, which is able to in the end output two totally different estimates (rewards).
Then we’ll neatly assemble a loss operate that can evaluate them comparatively.

Allow us to plug in some argument values for the loss operate and analyze its habits. Beneath is a desk with the plugged-in values:

We will instantly observe two attention-grabbing insights:
- If the distinction between R₊ and R₋ is damaging, i.e. a greater response obtained a decrease reward than a worse one, then the loss worth shall be proportionally massive to the reward distinction, that means that the mannequin must be considerably adjusted.
- If the distinction between R₊ and R₋ is optimistic, i.e. a greater response obtained a better reward than a worse one, then the loss shall be bounded inside a lot decrease values within the interval (0, 0.69), which signifies that the mannequin does its job effectively at distinguishing good and unhealthy responses.
A pleasant factor about utilizing such a loss operate is that the mannequin learns applicable rewards for generated texts by itself, and we (people) shouldn’t have to explicitly consider each response numerically — simply present a binary worth: is a given response higher or worse.
Coaching an unique LLM
The skilled reward mannequin is then used to coach the unique LLM. For that, we will feed a sequence of recent prompts to the LLM, which is able to generate output sequences. Then the enter prompts, together with the output sequences, are fed to the reward mannequin to estimate how good these responses are.
After producing numerical estimates, that data is used as suggestions to the unique LLM, which then performs weight updates. A quite simple however elegant strategy!

More often than not, within the final step to regulate mannequin weights, a reinforcement studying algorithm is used (normally accomplished by proximal coverage optimization — PPO).
Even when it’s not technically right, if you’re not aware of reinforcement studying or PPO, you’ll be able to roughly consider it as backpropagation, like in regular machine studying algorithms.
Inference
Throughout inference, solely the unique skilled mannequin is used. On the identical time, the mannequin can constantly be improved within the background by gathering person prompts and periodically asking them to fee which of two responses is healthier.
Conclusion
On this article, now we have studied RLHF — a extremely environment friendly and scalable method to coach trendy LLMs. A sublime mixture of an LLM with a reward mannequin permits us to considerably simplify the annotation process carried out by people, which required large efforts previously when accomplished via uncooked fine-tuning procedures.
RLHF is used on the core of many fashionable fashions like ChatGPT, Claude, Gemini, or Mistral.
Sources
All pictures until in any other case famous are by the creator
